Financial Advisor Resume

Sample provided by Great Resumes Fast

123 Old Oak Lane | Kate, WI 12345 | 877.875.7706 | [email protected]


High-impact financial change-agent with a strong ability to identify initiatives and facilitate  action-driven plans to support corporate growth and objectives.

Savvy and skilled financial professional with seven years of  comprehensive investment expertise. Maintains a record of  successfully developing customized financial strategies to meet  the needs of clients. Manages multiple portfolios with diligent  attention and continual analysis of economic trends to determine  appropriate asset allocation. Successful in evaluating business  and investment opportunities, quickly understanding companies  and their market. Equally strong performance in new business  development, growth and diversification.



  • Portfolio Management
  • Strategic Relationships
  • Financial Analysis
  • Account Management
  • Risk Assessment
  • Team Building
  • Market Analysis
  • Trend Forecasting
  • Profit Optimization
  • Economic Assessment
  • Resource Management
  • Financial Research
  • Thompson One
  • Reuters
  • NextGen
  • Microsoft Office


FINANCIAL ADVISOR, August 2007 - Present
Confidential Company, West Kate, WI

  • Provided strategic quantitative models to  high-net worth clients to reduce fees, beta and unsystematic risk while adding alpha.

  • Identified and developed portfolio  solutions including customized investment management and  stock option grants to advisory services for top level  business executives at Fortune 500 companies.

  • Formulated asset allocation strategies  and developed proprietary investment models for client portfolios.

  • Prepared responses to Request for  Proposals (RFP) for institutional clients and prospects  utilizing comprehensive knowledge of GASB 45 legislation.

  • Presented strategic alternatives for  current assets and lending services in addition to qualified  plan solutions and corporate 529 plans for small and mid cap corporations.

  • Conducted comprehensive portfolio reviews  to reevaluate objectives and projected portfolio performance.

  • Oversaw marketing initiatives including  website maintenance, newsletter, print ads and client events.

  • Featured speaker at monthly retail and  institutional seminars for clients and prospects.

FINANCIAL ADVISOR, July 2005 - July 2007
Confidential Company, East Kate, WI

  • Minimized fees, beta and unsystematic  risk while adding alpha through quantitative models for  high-net worth individuals.

  • Initiated portfolio solutions ranging  from customized investment management and stock option  grants to advisory services for top level business  executives at Fortune 500 companies.

  • Built relationships with small and mid  cap corporations and offered recommendations for current  assets and financial services as well as developed qualified  plan solutions and corporate 529 plans.

  • Advised clients quarterly and annually on  portfolio performance ensuring clients needs aligned with  projected results.

MANAGING PARTNER, March 2002 - August 2004
Confidential Company, East Kate, WI

  • Collaborated on daily operations,  reporting, internet based investments, proprietary  securities and currency investments.



University of Hartford - Barney School of  Business, Bachelor of Science in Business Administration
Major: Finance/Economics, Cum Laude

The Gunnery School - College preparatory  courses, Washington, CT

Level I CFA Candidate, Series 7, Series 66,  Life & Health Insurance Licensed, Accredited Asset Management  Specialist, Financial Planning Specialist, Guided Portfolio  Manager

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